Comprehensive services for institutions and individuals

We offer all of the services to support and serve corporate retirement plan sponsors and participants, as well as successful individuals and their families. Our ability to provide both the institutional and individual needs of our clients enables them to enjoy a single source for experienced financial guidance for all aspects of their lives.

Services for corporate retirement plans

There are many working parts to an employer retirement plan, and many details and complexities that must be diligently addressed. There can be financial and legal consequences if anything is overlooked or poorly managed, so it is essential for your organization to find experienced, professional and objective guidance. We pride ourselves on being that resource and providing the full range of services necessary for a well-run retirement plan.

Our total plan support includes:

  • Corporate retirement plan consulting
  • Unbiased selection of institutional funds
  • Sophisticated investment monitoring and analysis
  • Comprehensive vendor searches for plan sponsors
  • 27-step “best practices” within the industry today and our particular attention to ERISA 404(c) and behavioral finance
  • Educational on-site enrollment meetings
  • A toll-free number for participant advice
  • Corporate college saving (529) plans
  • Retirement, trust, estate and financial planning for plan participants
  • Quarterly written performance analytic reports
  • Quarterly investment performance meetings on site
  • Phone conferences at any time at no additional expense
  • Custom information, education and enrollment as needed

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Services for affluent individuals & families

You lead a busy life and seek trusted financial guidance for managing your financial life – so you can focus on your successful endeavors. We offer a sweeping range of services designed to help manage and preserve your wealth, and build a lasting legacy. The successful families and individuals we serve include entrepreneurs, business owners, professionals, corporate executives, affluent retirees and those who have acquired sudden wealth.

Addressing the complexities of wealth requires many things – seasoned guidance, a disciplined process and access to a diversified collection of financial strategies. We offer comprehensive wealth management services that go far beyond just typical investment management – to serve you and your family, today and well into the future. These services include:

  • Asset management
  • Retirement planning
  • Wealth preservation
  • Portfolio management
  • Alternative investments
  • Monetization strategies
  • Business exit planning
  • Insurance & annuities
  • Tax planning
  • Legacy & estate planning
  • Trust services
  • Charitable giving strategies
  • Lending solutions
  • Investment banking

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Earnings in 529 plans are not subject to federal tax and in most cases state tax, as long as you use withdrawals for eligible education expenses, such as tuition and room and board. However, if you withdraw money from a 529 plan and do not use it on an eligible education expense, you generally will be subject to income tax and an additional 10% federal tax penalty on earnings. An investor should consider, before investing, whether the investor’s or designated beneficiary’s home state offers any state tax or other benefits that are only available for investments in such state’s qualified tuition program. Such benefits include financial aid, scholarship funds and protection from creditors. 529 plans offered outside their resident state may not provide the same tax benefits as those offered within their state.

Banking and lending solutions provided by Raymond James Bank. Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. are affiliated with Raymond James Bank, a Florida-chartered bank.